Specialist Capabilities
Transaction Monitoring Effectiveness Review
Determine whether your transaction monitoring is identifying meaningful financial crime risk, not just generating alerts.
01
Who this is for
- Institutions with high alert volumes
- Companies unsure about monitoring effectiveness
- Firms with high false positive rates
- Businesses with alert backlogs
- Companies preparing for regulatory review
02
The problem
- High alert volumes with unclear effectiveness
- Excessive false positives
- Alert backlogs and ageing
- Unclear whether monitoring detects real risk
- Regulator questions about monitoring methodology
03
What Fintris does
- Review monitoring methodology and scenario design
- Assess thresholds and customer segmentation
- Assess false positive rates
- Review alert ageing and backlogs
- Assess investigation quality and escalation methodology
- Review QA controls and governance
- Review management information
04
Deliverables
- Effectiveness assessment
- Identified weaknesses
- Scenario observations
- Operational findings
- Recommendations for tuning
- Priority remediation plan
05
Benefits
- Understand whether monitoring detects meaningful risk
- Reduce false positive rates
- Clear remediation plan for tuning
- Evidence of monitoring effectiveness for regulators
- Improved operational efficiency
06
Engagement structure
- Fixed-scope effectiveness review
- Ongoing monitoring review retainer
FAQ
Frequently asked questions
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